Offers “Société Générale”

Expires soon Société Générale

INTERNSHIP - Trade Surveillance (Chicago)

  • Chicago (Cook)

Job description

Environment

DEPARTMENT DESCRIPTION: US Capital Market Trade Surveillance is responsible for the monitoring of trading activity to for Compliance with applicable rules and regulations. The team's primary responsibilities include:
·  The development, implementation, review and escalation of alerts across business units;
·  The assessment of new business initiatives and regulations and their potential impact to the surveillance program;
·  The performance of quality assurance reviews and reasonability testing of controls to ensure effectiveness and efficiencies;
·  Management metrics and reporting; and
·  The participation in global surveillance initiatives.

Mission

PRIMARY ACCOUNTABILITIES

Day to day responsibilities include but not limited to:

·  The review of daily surveillance alerts
·  Assist with the development and testing of new surveillance scenarios and the implementation of surveillance minimum standards
·  Assist with the analysis/review of new and/or amended regulations to determine their impact to the firm's surveillance program
·  Assist with management metrics and report

Desired profile

Profile

COMPETENCIES

·  Computer skills
·  Writing aptitude
·  Effective Communicator
·  Detailed Oriented
·  Team Player
·  General researching experience
·  Desire Financial Service firm experience

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